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Trauma,
Proximity, and Developmental Psychopathology: The Effects of War
and Terrorism on Children
Daniel S Pine1,2,3,
Jane Costello1,2,3 and Ann Masten1,2,3 |
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1Section on Development and Affective
Neuroscience, National Institute of Mental Health Intramural
Research Program, Bethesda, MD, USA
2Developmental Epidemiology Program, Department of
Psychiatry and Behavioral Sciences, Duke University Medical
School, Durham, NC, USA
3Institute of Child Development, University of
Minnesota, Minneapolis, MN, USA
Correspondence: Dr DS Pine, NIMH-Building 15-K, Room 110,
MSC-2670, Bethesda, MD 20817-2670, USA. E-mail:
daniel.pine@nih.gov
Received: 2 March 2004
Revised: 28 June 2004
Accepted: 20 July 2004
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ABSTRACT
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This report summarizes recent literature relevant to the effects
of terrorism on children's mental health. The paper addresses
three aspects of this topic. In the first section of the paper,
data are reviewed concerning the relationships among stress,
trauma, and developmental psychopathology. A particular emphasis
is placed on associations with indirect forms of trauma, given
that terrorism involves high levels of indirect trauma. Second,
the paper delineates a set of key principles to be considered
when considering ways in which the effects of terrorism on
children's mental health can be minimized. Third, data are
reviewed from studies in developmental psychobiology. These data
are designed to illustrate the mechanisms through which children
exhibit unique effects in the wake of traumatic circumstances.
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INTRODUCTION
The Effects of War and Terrorism on
Children
In this summary, we review what can be learned
from the literature on traumatic exposure about the
psychological effects of terrorism on children, and the
implications for prevention and intervention planning. At the
outset, it must be noted that virtually no research examines
directly the psychological effects of terrorism on children. As
a result, implications for prevention and intervention must come
from related research that does not focus specifically on
terrorism.
Three broad areas of research are reviewed.
First, we review the behavioral and psychological effects of
various forms of trauma, focusing particularly on the effects of
'distant traumas,' as this form of traumatic exposure appears
most similar in form to the threat of terrorism. Throughout the
review, we compare what is known about the responses of children
to what is known about the responses of adults. Research
generally indicates that most children recover quickly from
exposure to traumatic events unless they are directly involved
in harm to themselves or their family (Masten
and Coatsworth, 1998; Pine and Cohen, 2002).
However, a small minority can develop chronic problems following
exposure even to distant trauma. While severity of traumatic
exposure is a strong predictor of outcome, aspects of the child
and the child's ecology also play a role (Masten
and Coatsworth, 1998). This diversity of event- and
child-related factors provides a range of potential targets for
interventions designed to promote resilience. In the second
section of this review, we summarize key principles to consider
when evaluating the potential benefits of such interventions.
Protective interventions, whether occurring naturally in the
lives of children or implemented by professionals, can target
many different processes at different system levels, ranging
from cells (eg, medication) to social policy (eg, mandated
school emergency planning). Regardless, many of the adverse
effects of trauma and the moderating effects of protective
factors or interventions are thought to operate by influencing
functional aspects of the central nervous system. Moreover,
there are individual and developmental differences in how the
system responds to trauma. Therefore, in the third section, we
review developmental plasticity in neural systems that are
responsive to threats. |
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STRESS, TRAUMA, AND PSYCHOPATHOLOGY IN CHILDREN AND ADOLESCENTS
At some point before they reach adulthood,
most children are exposed to one or more traumatic event
involving 'actual or threatened death or serious injury, or
other threat to one's physical integrity' (Costello
et al, 2002). Some of these events are personal,
caused either by accident or by deliberate violence against the
child. Others, like natural disasters and mass accidents, can
involve whole families or communities. Traumatic events can be
placed on a continuum based on the degree to which a child is
exposed directly to extremely frightening and prolonged
stressors that carry long-term impact on personal well being or
access to social supports. The most extreme traumas involve high
degrees of threat, targeted directly at the child over long
periods of time, that produce a loss of social supports. For
example, one form of extreme trauma might involve witnessing a
period of prolonged violence directed towards a parent that
ultimately culminates in death of a parent. Alternatively,
milder traumas involve exposures that either are brief in
duration, only mildly threatening, or produce an increase in the
availability of social support. For example, one form of
relatively mild trauma might involve brief exposures to inter
parental arguments that culminate in divorce and an actual
decrease in exposure to violence (Hetherington,
1999).
A wealth of epidemiological studies examine
the association between childhood psychopathology and these
various forms of stress exposure, including direct exposure to a
violent act (Pynoos et al, 1999), as
well as relatively milder and more common stressful life events,
such as breakup of a romantic relationship or relatively mild
illnesses (Steinberg and Avenevoli, 2000;
Hetherington, 1999). In general, the types
of psychopathology exhibited by children following what DSM-IV
calls 'extreme stressors,' as well as less severe life events,
show broad similarities to the types of psychopathologies
exhibited by adults. In particular, there are quite strong
predictions from traumatic stress to emotional disorders,
defined in DSM-IV as mood and anxiety disorders (Pynoos et al, 1999; Breslau, 2002;
Pine et al, 2002). Some evidence
suggests that traumatic events in children may also lead to
behavior problems, such as those included in DSM-IV oppositional
defiant disorder, conduct disorder, and attention deficit
hyperactivity disorder (ADHD) (Shaw et al,
1995). However, these associations emerge with less
consistency. Moreover, since few studies rely on prospective
community-based longitudinal designs, findings in many available
studies may be influenced by biases related to referral patterns
or retrospective recall (Pine and Cohen, 2002;
Pine et al, 2002). Therefore, it
remains unclear the degree to which some psychiatric problems
that emerged after a traumatic event might actually represent
exacerbations of preexisting problems. For example,
pre-traumatic behavior problems may actually shape the degree to
which a child is exposed to various forms of traumatic stress (Champion et al, 1995).
Some researchers treat traumatic exposure
as a continuum, from relatively mild to severe, and place more
emphasis on the magnitude of overall stress, or the impact of
moderating factors, than on the precise nature of the event.
This view of trauma suggests that traumatic events produce a
broad, generalized increase in risk for various forms of
psychopathology (Steinberg and Avenevoli, 2000).
From this perspective, the specific psychiatric outcome may have
more to do with characteristics of the child than of the event.
Other research suggests that different
forms of stress may be associated with different forms of
psychopathology. Research in this area has categorized events
based on the typical reaction produced by such an event in most
children. For example, events that involve exposure to dangerous
circumstances, such as exposure to violent acts, typically
produce characteristic signs of fear in a child, whereas events
that involve exposure to loss of vital relationships, such as
decreased contact with a loved one, typically produce
characteristic signs of dysphoria (Eley and
Stevenson, 2000). Such distinctions between fear- and
grief-related reactions can be made relatively reliably, even
among preschool children (Eley et al,
2003). In this area of research, events involving fear have
been shown to exhibit close links to anxiety disorders, whereas
events involving loss have been shown to exhibit close links to
mood disorders (Eley and Stevenson, 2000;
Kendler et al, 2003). It would
follow from this perspective that the unique features of
terrorism may contribute to risk for specific psychopathology in
children.
Beyond the specific aspects of one or
another traumatic event, different forms of trauma may be linked
to psychopathology through the relationship between specific
traumas and correlated patterns of other risk factors. These
associated risk factors, acting in concert with specific aspects
of the trauma, may mediate trajectories in symptom profiles. For
example, parental psychopathology and disruption in the parent-child relationship might predict particularly high
risks for psychopathology following exposure to domestic
violence. Concerning contributions from parental
psychopathology, considerable research examines the association
between mood and anxiety disorders in parents and their
children, as reviewed elsewhere (Weissman
et al, 1997; Merikangas et al,
1999). This literature is not reviewed in the current
summary, since few family-based studies have examined directly
interactions between parental psychopathology and the
psychological effects of traumatic exposure. Similarly,
characteristics of the child, including their developmental
stage or aspects of their psychobiology, may moderate the
response to traumatic exposures. These influences are discussed
below.
Defining Exposure to Terrorism and Examining
Associations with Behavior
While exposure to traumatic events is very
common during childhood, terrorism adds unique dimensions to
traumatic exposure. For example, children may become targets of
people who hate them for political rather than for personal
reasons. Such events have the potential to increase children's
perceptions of the uncertainty and risk in the world and cause
psychological harm, even if experienced only at second or third
hand.
Terrorism is a form of undeclared war that
often targets the civilian population as well as, or instead of,
the military. As such, terrorism often avoids formal engagement
in battles in favor of unannounced attacks, often perpetrated
(or carried out) by small groups operating from within a society
rather than as an external, invading force. Terrorists can use
rumors of potential disasters and traumatic events as
effectively as real acts of terror. Children may face particular
danger on their own account (eg, as the children of the
President), as members of a specifically targeted group (eg,
families of military personnel), as a vulnerable class of
society (eg, because the death of children is so horrifying), or
simply as randomly selected individuals. It is perhaps this
combination of targeted hate and random violence that is
particularly frightening. Terrorism combines two threats: of
deliberate harm to a child's community and of random harm to
children and their families. These characteristics pose special
challenges to the emotional balance of a community, and they
require unique responses from communities and care providers.
In other respects, however, terrorism
shares key dimensions of other traumas. Features of traumatic
events and experiences can be quantified with respect to their
potential impact on the psychological well-being of individual
children. These features include: (1) the degree of exposure to
the event (victim, member of victimized group; victim of event's
consequences (eg, famine following war), friend killed; witness
to horrific events; exposure through media); (2) the amount of
family support available during the experience and in the
aftermath (parents killed, parents psychologically unavailable,
parents supportive); (3) the amount of life disruption (orphan
refugee, refugee with family, home and/or
school damaged, little effect on home/school
life); and (4) the amount of social disorganization (social
order collapses into chaos, emergency systems overwhelmed, or
work effectively). Given the dearth of data examining the
psychological effects of trauma in children and adolescents,
data on other traumas provide important insights on terrorism,
particularly given these similarities between terrorism and
other traumas.
While traumatic exposure among children is
common, exposure to some specific types of traumatic events is
uncommon in the United States. Most American children have been
extraordinarily protected from the extreme end of these
dimensions, though there are important exceptions to this rule.
Aside from children growing up in military families, it is rare
for native-born children growing up in America to be direct
victims of war or terrorism, to have parents killed in such
events, or to become refugees as a result of them. Even so, most
American children have been indirectly exposed to war and terror
through media coverage or effects on family and friends, or
effects on daily life (eg, security procedures). Moreover, the
US is home to growing numbers of child and adolescent refugees
who have been exposed to war and terrorism at first hand (US Committee for Refugees, 2004). Finally, large
subpopulations of American children have been exposed to violent
acts through circumstances endemic to some geographic areas in
America, such as portions of large urban areas (Gorman-Smith and Tolan, 1998).
In this section, we briefly summarize
literature examining the possible effects of terrorism on
children, emphasizing what is known about the impact of indirect
exposure to war and terrorism because this is the form of terror
most likely to impact American children. Indirect exposure may
occur through various avenues: (1) children learn about about
the acts of terrorism against their country through coverage on
TV, the internet or other media, and through people they know
talking about it; (2) children respond to how their parents
react to such events; and, (3) events lead to changes in home or
school life, such as increased police presence or surveillance,
economic hardship, increased distrust of 'foreigners,' or even
the erosion of civil society. In discussing such potential
effects, Terr et al (1999) proposed
the term 'distant trauma' to refer to 'the reaction (memory,
thinking, symptoms) to a disastrous event, experienced at the
time of the event, but from a remote and realistically safe
distance.'
In an attempt to elucidate the risk
children face when exposed to terrorism as opposed to other
forms of trauma, we summarize literature on five different types
of exposure, involving different levels of random violence,
aggressive acts, and targeted hate: (1) personal exposure to war
and terrorism, (2) natural disasters, (3) man-made accidents,
(4) mass shootings, and (5) indirect exposure to war and
terrorism. We do not review the extensive literature on
childhood sexual abuse, as this literature has been reviewed
extensively and appears less relevant to research on terrorism.
Nevertheless, the summary of research in these five areas is
informed by the considerable existing research on domestic
physical and sexual abuse, as summarized extensively in recent
publications (Bremner, 2002;
Breslau, 2002; Kitzmann
et al, 2003; Pine and Cohen, 2002;
Wolfe et al, 2003;
Yehuda, 2002).
Finally, research methods vary considerably
across the five classes of traumatic exposure, and few studies
have been conducted on any single class of event. Moreover, the
current review adopts a broad perspective, focusing on
behavioral outcomes as well as implications for research on
interventions and neurobiology. As a result, the current summary
does not provide a quantitative meta-analysis of outcome data,
but rather broadly reviews exemplary studies. For interested
readers, Pine and Cohen (2002) recently
provided such a semiquantitative review, based on data in
prospective community-based studies of trauma exposure during
childhood. In general, rates of post-traumatic stress disorder
(PTSD) in the reviewed studies rarely exceed 25% of exposed
children, unless large groups of children are exposed to very
high degrees of extreme trauma. Similarly, the magnitude of the
risk in these studies for any form of psychopathology, including
PTSD as well as other emotional or behavioral disorders,
typically involves a two-to-four-fold increased risk for some
clinically impairing condition in the exposed as compared to
unexposed groups.
Personal Exposure to War and Terrorism
The psychological effects on children of war
or terrorism have been studied through research on various
events occurring since World War II. Examples include the
Holocaust (Sagi-Schwartz et al, 2003),
the Belfast riots in Northern Ireland (Lyons,
1979), the Iraqi occupation of Kuwait (Hadi
and Llabre, 1998), the ongoing saga of ethnic rivalry in Sri
Lanka (Chase et al, 1999), the
effects of the current situation in the Middle East (Schwarzwald et al, 1993; Thabet
and Vostanis, 1999; Thabet et al,
2004), and ethnic cleansing in Cambodia (Mollica
et al, 1997) or Rwanda (Dyregrov
et al, 2000).
As found in research on adults, virtually
all of these studies find a dose-response effect: the more
directly a child lies in harm's way, the more severe the risk of
PTSD. Similar dose gradients have been observed in research on
child maltreatment (Masten and Wright, 1998).
Clearly, 50-80% of children will show
at least some signs of PTSD when they directly experience
intense threats, as posed, for example, by tear-gas attacks (Thabet and Vostanis, 2000), witnessing the murder or
beating of their parents (Chase et al,
1999; Sack et al, 1999;
Thabet and Vostanis, 1999), or by
near-death experiences (Sack et al, 1999).
Many studies of trauma in children have found that direct injury
to self, parents, and other close people is associated with more
trauma symptoms (Pine and Cohen, 2002).
Moreover, traumatic experiences during war rarely occur in
isolation, and high cumulative exposure levels are related to
higher symptom levels, with rates of acute PTSD symptoms
surpassing 75% in some situations (Hubbard
et al, 1995; Wright et al, 1997).
The study of children from refugee camps is
equivocal from the viewpoint of 'distant trauma'. Several
researchers have concluded that events threatening survival of
self or parents are much more likely to lead to PTSD than
experiences related to forced removal from home, as typically
experienced in refugee camps (Sack et al,
1999; Dyregrov et al, 2000;
Mollica et al, 1997;
Allwood et al, 2002). However, refugee camps can
still be extremely dangerous environments where children are
exposed to horrifying trauma. Also, the exposure of these
children is real, rather than 'from a remote and realistically
safe distance.' On the other hand, these children may be less
exposed to direct trauma than children living in regions
actively involved in a war. The majority of studies in this area
have found relatively high rates of PTSD in refugee camps,
generally exceeding 10% (Allwood et al,
2002; Papageorgiou et al, 2000;
Stein et al, 1999;
Weine et al, 1995), and surprisingly low rates of
other emotional and behavioral symptoms (Dybdahl,
2001).
Exposure to Distant Trauma
In this section, we review the literature on
the effects of distant or indirect traumatic
exposure to natural disasters, mass accidents, school shootings,
war, and terrorist attacks. When considering the potential
effects of future terrorist attacks, distant trauma is the most
likely type of exposure for most American children.
Natural disasters While natural
disasters can involve violence and extreme threat, they lack the
element of targeted hate. Nevertheless, research on natural
disasters informs the potential reactions of children to
terrorism since natural disasters involve indirect traumatic
exposure that can affect large groups of children who are not
directly harmed physically by the event. Considerable
heterogeneity exists in the outcome following such traumatic
events. On the whole, children seem to be remarkably resilient
in the face of natural disasters unless the disaster results in
death or injury to family members, or dislocation of home life (Masten et al, 1990). However, in a minority of
cases, children can develop chronic psychopathology following
this form of trauma (Pine and Cohen, 2002;
Pine et al, 2002).
What factors contribute to the resilience
that most children show, and what predicts the adverse outcomes
that occur in the minority of cases? As noted above, effects on
family members can moderate outcomes of direct exposures (Luthar, 2003), but few studies examine moderators of
associations between childhood psychopathology and the indirect
effects of natural disasters. Asarnow et al
(1999) provide one of the few such studies using a pre-post, quasi-experimental design; in this study,
investigators assessed participants in a family-genetic
depression study both before and after the 1997 Northridge,
California earthquake. The level of exposure was generally quite
mild, but there was extensive exposure to the media reports of
death and destruction. On the whole, children fared quite well.
Pre-earthquake anxiety disorders, but no other diagnoses or
family characteristics, predicted an increased level of
post-earthquake PTSD scores, over and above the impact of
resource loss.
Mass accidents¾shipwrecks,
fires, etc These events may be the result of human error or
culpable incompetence, but not of deliberate intent to harm. As
in research on the effects of war, these events show a dose-response effect for children directly exposed to the
trauma (Pine and Cohen, 2002). In terms of
indirect exposure, effects on children not directly implicated
appear fairly modest and short-lived, with odds ratios rarely
exceeding, in terms of risk for psychopathology. For example,
Terr et al (1999) examined the
impact of the Challenger disaster on three groups of
children: those who had made the trip to Florida for the launch,
many of whom were third-grade classmates of astronaut and
teacher Christie McAuliffe's son, students from Christie
McAuliffe's home town in Concord, New Hampshire, who watched the
launch live on television, and a group on the West coast who
heard about the explosion later. Children who had the closest
relationship to McAuliffe and saw the explosion live (regardless
of whether it was in person or on TV) tended to suffer the most,
suggesting a psychological 'dose-response'
effect. There were less severe PTSD symptoms among the West
coast group. Symptoms diminished sharply by a year later in all
groups. Interestingly, contrary to research reviewed later on
other traumatic exposures, children with previous traumatic
exposures tended to react less to Challenger than did
other children.
A particular subtype of man-made accident
is damage to nuclear reactors, with its risk of future illness.
Given this unique aspect of the event, one might anticipate a
stronger association with psychopathology, relative to other
accidents. However, as of this writing, children also appear
resilient in the aftermath of such accidents. Studies of the
effects of the Three Mile Island near-meltdown in 1981, and of
the Chernobyl disaster in 1986 (Cornely and
Bromet, 1986; Bromet et al, 2000)
have shown few long-term effects on indirectly exposed children
so far. Bromet and colleagues also found that the main effects
on the children were mediated by maternal anxiety or depression.
School shootings Like exposure to
terrorist acts, school shooting incidents contain elements of
both randomness and deliberate intent to harm, as well as being
rare events with large potential impact (Moore
et al, 2002). These incidents also occurred in a
setting where adults have been entrusted by parents with
protecting their children. In a study of the Columbine High
school shootings (Brener et al, 2002),
data from the 1999 national Youth Risk Behavior Survey (YBRS)
were used to show that children in the United States interviewed
after the date of the shootings were more likely to feel too
unsafe to go to school, as compared to those interviewed before
the shooting. This was the case 'regardless of whether the
school was in an urban, suburban, or rural area, but was
especially pronounced in rural areas where the likelihood of
students' missing school was more than 12 times higher after
Columbine' (p. 148). There was no increase in any other symptoms
measured in the YBRS.
The risk of imitation poses another
disturbing effect of distant trauma. Kostinsky
et al (2001) examined a database of threats of school
violence reported to the Pennsylvania Emergency Management
Agency, Harrisburg, during the 50 days following the Columbine
incident. Threats of school violence numbered 354, far exceeding
the one or two threats per year estimated by school
administrators prior to 1999. The frequency of these threats
demonstrated a crescendo-decrescendo
pattern. In all, 56 percent of the threats were made on or
before day 10 after the incident, and more than one-third
occurred on days 8, 9, and 10.
War and terrorism The current report
focuses explicitly on research relevant to potential future
terrorist attacks on children in the United States. As such,
prior studies examining the direct effects of war on children
and adolescents are not directly relevant to the current report.
Moreover, virtually no studies examine the effects of terrorism
on children, though relevant data are reviewed immediately
below. Among studies examining children exposed to war or
terrorism as 'distant trauma,' most are fairly optimistic.
Lyons' (1979) studies of the impact of the
sectarian terrorism in Ireland on children in Belfast found that
the main complaints were enuresis, fear of being left alone, and
school refusal (details p. 386). The few cases that came to
clinical attention appeared to involve children of anxious
parents, once again suggesting that distal effects of trauma are
mediated by proximal effects on parental functioning. Among
these, younger patients had significantly milder symptoms.
Pfefferbaum et al
(2003a) studied the effect of the bombing of the US embassy
in Nairobi, Kenya, in which 253 people were killed and over 5000
injured. A survey of 500 children showed that, even among
indirectly exposed children, reactions were more severe among
those with a history of previous trauma, suggesting individual
vulnerability. This is inconsistent with Terr's observations
after the Challenger disaster described above, which implicated
a moderating influence of trauma experience in the other
direction, more consistent with an inoculation effect (Terr et al, 1999). Given these inconsistencies,
further research is needed to clarify the role of vulnerability
vs protective processes that may moderate the
associations between prior trauma and outcome following indirect
exposure.
Some studies have noted that pre-exposure
psychological characteristics of children and families moderate
the impact of distant traumatic events on children's symptoms,
as observed in adults as well as children directly exposed to
trauma (Pine and Cohen, 2002). In
Palestinian children, Thabet and colleagues
(1999, 2000, 2004)
found that children with high emotional and behavioral symptoms
scores at the first assessment were the most likely to have
persistent PTSD a year later. Studies of children in occupied
Kuwait (Hadi and Llabre, 1998;
Llabre and Hadi, 1997) found that social
support moderated the effect on exposure on PTSD symptoms in
girls, but not boys.
In the United States, the three recent
major terrorist events to involve children are the initial Trade
Center bombing in 1993, the Oklahoma City bombing in 1995, and
the 2001 Trade Center bombing. Pfefferbaum
et al (2003b) discuss all three in terms of direct vs
indirect exposure (eg, through the media). They argue that
'Examining indirectly exposed children is important especially
in terrorist events, because a goal of terrorism is to inflict
fear in the broader community' (p. 97). The general conclusion
is that PTSD reaction scores were relatively low in indirectly
exposed samples, and that children 'reported minimal impact on
functioning' (p. 97).
In New York, the effects of the 9/11 Trade Center disaster appear to have been quite
marked even among children only indirectly affected. Prevalence
of psychiatric disorders in one study was two to three times as
high in New York city school students as it was in closeby urban
and suburban school students tested a year earlier (Hoven et al, 2003), though it is possible that
Manhattan rates were higher before the bombings as well.
In conclusion, available research on trauma
exposure in children and adolescents examines diverse kinds and
severity of exposure. In terms of direct exposure, a
dose-response relationship with risk for psychopathology emerges
in children as in adults. For indirect exposure, the impact may
be weaker overall. However, for both types of exposure, outcomes
are likely to be heterogeneous, with relatively few children
facing high risk for adverse outcomes. |
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TERRORISM RISK AND INTERVENTIONS: A DEVELOPMENTAL RESILIENCE
FRAMEWORK
Preparing to minimize the immediate and
long-term consequences of terror for children and adolescents
requires a developmental perspective on risk, vulnerability, and
resilience. Though the literature specifically addressing
protective factors and recovery of children in relation to
terrorism is limited, there is a more extensive literature on
other adversities that provides surprisingly consistent
conclusions for conceptualizing potential preventive
interventions (Garmezy and Masten, 1994;
Luthar and Cicchetti, 2000; Masten, 2001;
Norris et al, 2002a,
2002b, Parts 1 and 2;
Rutter, 1990, 2000;
Weissberg and Kumpfer, 2003). Lessons learned to date
suggest some fundamental principles for understanding,
researching, and intervening to protect children in the face of
terrorism.
Principle 1: The Nature of the Threat must be
Considered
As noted above, children, like adults, show a
dose gradient in response to direct threat. More severe
reactions occur in response to events that threaten basic
security (eg, a parent is killed, injured, or terrified), body
and self-integrity (eg, the child is tortured, raped, or
injured, or threatened with such), and to threats perpetrated by
human design rather than natural disaster (for children old
enough to understand). Secondary exposure via media and rumors
is an increasing concern for children because of the degree of
exposure to media among children in modern societies and the
intensity of the live coverage that is now commonplace.
Perceived exposure is important; studies find high symptom
levels in children and adolescents who believed they had been
exposed to a toxin but had not.
There is concern at all ages for the
potential exacerbation of psychological reactions through media
coverage, but children present a special case because of their
immature cognitive abilities. Media is a powerful 'vector' by
which terror spreads, using the model of infectious disease
epidemiology (Butler et al, 2003).
Recent survey data indicate that 36% of American children under
the age of 6 have their own television in their bedroom (Rideout et al, 2003). After Oklahoma City and 9/11, television exposure in children was associated
with more post-traumatic stress symptoms, at least in the short
term (Pfefferbaum et al, 2001;
NYC Board of Education, 2002). Some
teachers in Oklahoma City chose to forego class activities in
favor of watching live reports on television in the classroom.
In summary, it is clear that the degree of exposure matters and
that prepared adults could influence the degree of secondary
exposure. While American society values not concealing things
from children, and providing opportunities for them to express
their fears and anxieties, there is strong evidence that younger
children, at least, do better if provided with some protection
from the full intensity and repeated coverage by media of trauma
and disaster.
Principle 2: Developmental Timing of the
Terrorism will Influence Child and Family Reactions,
Protections, and Developmental Sequelae
Normative vulnerabilities, capabilities, and
protective factors for processing stress shift during
development (Luthar, 2003;
Masten et al, 1990; Masten and
Coatsworth, 1998). Infants, for example, are protected from
full psychological 'exposure' to terrorism by their cognitive
immaturity; most adolescents, on the other hand, are capable of
apprehending the full horror of such events. Yet, infants will
be highly vulnerable to degradation or destruction of caregiver
function as they are totally dependent on adult care.
Adolescents not only are more capable of helping themselves,
having more developed human capital; they also have more
extensive resources outside the family in the form of friends,
teachers, and other people to go to for help, representing
greater social capital.
After children form attachments to
caregivers, they are highly sensitive to separation and loss,
particularly if frightened (Carlson and Sroufe,
1995). Children gauge threats based on caregiver responses,
a propensity termed 'social referencing.' Since terrified
parents are terrifying to children, parents can moderate or
mediate the propagation of terror as a vector for the spread of
fear to children. Calm and functional parents, teachers, and
other adults, on the other hand, can be reassuring to children.
Perceived danger and fear stimulate efforts
to increase proximity to caretakers (Bowlby,
1973); people of all ages will seek contact with attachment
figures, but this response will be intense in young children. It
is also reciprocal, so that parents will seek physical contact
with young children under conditions of extreme threat. Older
children may be reassured by cell phone contact, but young
children will need physical contact. Separation can be more
stressful to children than the traumatic event itself (Masten et al, 1990). Though less emphasized in the
literature, it is important to consider the impact of threats to
children on the level of stress experienced by parents. The
impact of such stress may explain particularly the strong
effects of major disasters on mothers of young children (Bromet et al, 2000; Laor et al,
2001). Efforts to prepare the general population for dealing
with terrorism must consider the developmental range of
responses, the possible differential sensitivity of mothers to
dangers and threats to their children, and the salience of
attachment figures for the psychological protection of children.
Principle 3: The Experiences and Consequences
for the Children in the Context of Terrorism will be Mediated
and Moderated by Family, Peer, and School Systems, and
Particularly by the Quality of Relationships in these Systems
Given that many effects of terrorism on
children can be indirect, interventions that improve parental
functioning may reduce the transmission of effects to children
(eg, Dybdahl, 2001;
Forgatch and DeGarmo, 1999; Wolchik et
al, 2002). It is widely assumed that similar effects can
be achieved through interventions with teachers. Generally, in
the event of a terrorist attack, it may be more effective to
target parents, teachers, and other adults close to children
than children themselves, particularly in the case of younger
children. Adults can act to buffer children, avoid worse
situations, and ameliorate suffering. In studies of naturally
occurring resilience, it is clear that effective adults function
as highly adaptable protective systems for children in their
care (Masten, 2001); it is not well-established whether such
general competence can be taught or improved through
intervention, though it is likely that specific strategies for
specific threats can be learned.
Principle 4: Individual Differences in
Vulnerabilities and Capabilities will Influence Child Responses
and Recovery Patterns
As noted earlier, children's pre-event
competence and symptoms influence how they respond to trauma (Masten et al, 1990; Norris et
al, 2002a, 2002b;
Pine and Cohen, 2002). Children with mental health problems
may be particularly vulnerable in part because of associated
inadequacies in their external protective systems (eg, their
parents may be less capable and protective) and in part due to
endogenous factors. Individual risk factors also can be viewed
from the perspective of protective factors; that is, children
who do not have the risk factor fare better through the
traumatic experience. Norris et al (Part 1) delineate
such risk/protective factors among
all ages, including children. Generally, the predictors of good
outcomes among children following trauma bear a striking
resemblance to the 'short list' of strong protective factors in
the resilience literature as a whole (Masten,
2001, 2004). Children functioning well prior to the
experience and who have more resources available during the
experience manage well under extenuating circumstances,
reflecting fundamental human adaptive systems. Children lacking
such protections may face the highest need for intervention.
Principle 5: Interventions can be Directed at
Different Phases of Terrorism, Different Processes, and
Different Kinds of Children, in Different Situations
Interventions can focus on different systems
of the child's ecology or the child him/herself.
The most severely threatening situations for children may
involve complex processes, unfolding over time with cumulative
impact. Given this possibility, a comprehensive, 'cumulative
protection' model (Yates and Masten, in press;
Wyman et al, 2000) may provide the
most effective intervention across the widest group of children
(Masten and Powell, 2003;
Yoshikawa, 1994). Virtually no research examines the
effectiveness of any intervention for large-scale disaster or
terrorism. Clearly, this is a high priority for the nation and
world community.
Preparation-phase (pre-event) strategies
widely implemented in the United States for possible traumatic
events include emergency plans in families, schools, and other
community agencies. Schools are a particular focus of concern
because of the proportion of time children spend in school and
the relatively low adult-to-child ratio in schools.
Though research is of necessity constrained
in disasters and emergent situations, available research on
violent incidents (eg, school shootings, Oklahoma City bombing,
9/11, etc) generates recommendations
for intervention. These include the need for: (1) emergency
plans for schools, communities, families, etc, that attend to
child/family issues; (2) training of
'first responders' concerning child and family issues; (3)
advising the public about developmentally appropriate media
exposure; (4) effective risk communication and management or
containment of fear/symptom contagion
effects. Nevertheless, more research is needed on the
effectiveness of each of these and on the utility of assessment
tools for triage and evaluation.
Principle 6: Frontline Responders need to
Know Differences between Normal and Pathological Responses to
Traumatic Events as well as Strategies for Prevention
Frontline responders include police,
firefighters, medical personnel, emergency service providers,
teachers, and day-care providers. These individuals need to
recognize who is at greatest risk and how to differentiate
typical from atypical reactions in children and parents (Pynoos et al, 1999). Sensitivity to separation
stress is important, as is preparing the first responder for
dealing with their reactions to child victims. The most
important general observation about long-term recovery
recognizes the resilience exhibited by most children. Children
typically exhibit good recovery unless major protective systems
for human development are damaged or destroyed (Masten, 2001).
On the other hand, there is considerable evidence that traumatic
experiences and disasters can have profound and lasting effects
on some children.
While these general principles can inform
initial efforts to minimize the effects of terrorism, clinicians
and scientists both remain concerned that available research
does not accurately capture the key aspects of children's
responses to threats in the form of terrorism or other traumas.
In particular, current research generates incomplete conclusions
concerning factors that predict particularly good or
dysfunctional outcomes. Moreover, limitations exist on knowledge
of the mechanisms behind the effects of widely recognized risk
or protective factors. Similarly, there are concerns about the
possibility of slow-evolving, deleterious effects of gradual,
but accumulating, impact on brain development. In each of these
areas, recent advances in neurobiology generate hope that future
studies will provide insights. Therefore, in the final section
of this summary, data are reviewed on the relevance of basic
science research on threat responses.
Developmental Psychobiology
Clinical research considering the potential
impact of traumatic exposure on children's emotional well-being
generates interest in the potential effects of stress on human
brain development. As of this writing, virtually no research
examines directly the impact of war or terrorism on human brain
development. However, insights on the potential impact may
emerge from the extensive basic science research on the
developmental psychobiology of stress. Accordingly, the current
section reviews research on developmental aspects of the stress
response, with the goal of informing future studies examining
psychobiological aspects of exposure to war or terrorism.
Research in the basic sciences has raised
essential questions concerning developmental psychobiology and
traumatic exposure. One key question concerns the role of
specific brain systems in mediating a child's successful or
unsuccessful adaptation to trauma. Another key question concerns
the nature of any potential impact of traumatic events on the
developing brain. While more data address the second question
than the first, both questions arise in the wake of considerable
basic science research documenting plasticity in brain systems
engaged when mature organisms process threats.
Studies over the past 20 years precisely
delineate the neural circuitry engaged in a range of mature
mammalian species during the processing of a threatening
stimulus or situation (LeDoux 1998,
2000; Davis and Whalen,
2001). While much of the initial work in this area focused
on fear conditioning and learned fears (LeDoux,
2000), recent studies also examine stimuli and situations
that produce fear in the absence of prior experiences with the
stimulus (Davis, 1998;
Blanchard et al, 2001). For most threatening
situations, physiologic, cognitive, and behavioral responses in
mature mammals are known to be regulated by a neural circuit
encompassing the amygdala and prefrontal cortex (PFC),
particularly ventral and medial aspects of the PFC (LeDoux, 1998; Rolls, 1999). For some
specific types of threat, other structures also are involved,
such as the bed nucleus of the stria terminalis and the
hippocampus (Davis, 1998).
Relatively few studies compare the degree
to which the same or different neural structures mediate
responses to threats at distinct stages of development. Synaptic
connectivity within the primate amygdala reaches maturity
earlier than afferent connections from the PFC or temporal
cortex (Pine, 2003). As a result, potential
developmental differences in the neural responses to threat have
been presumed to reflect changes in major input pathways to the
amygdala or interconnections among a circuit encompassing the
amgydala, PFC, and other neocortical regions, as opposed to
changes within intrinsic amgydala nucleii. However, lesion
studies in non-human primates suggest that the developmental
stage during which intrinsic amygdala dysfunction occurs
strongly effects the degree to which fear behaviors are altered
(Bachevalier et al, 2001;
Prather et al, 2001;
Amaral, 2002). As a result, developmental differences in the
threat response may reflect both intrinsic immaturity within
specific neural structures, as well as immaturity in the
connections among these structures. Regardless, the few
available studies document meaningful differences across
development in the role of specific neural structures in
modulating responses to threats. For example, in studies of
rodents, adolescent animals exhibit a higher threshold for
stress-related activation of amygdala circuitry (Kellogg et al, 1998), whereas in non-human
primates, amygdala lesions have been shown to produce divergent
effects on threat responses among immature as opposed to mature
organisms (Amaral, 2002).
In contrast to the limited psychobiological
data examining fear responses in juvenile mammals, a wealth of
research examines the long-term effects of environmental factors
operating early in development on threat response patterns
exhibited by mature organisms (Pine, 2003).
For example, rearing manipulations in rodents during the first
two weeks of life have been shown to produce long-term
alteration in physiology, cognition, and avoidant behavior that
are readily observable in mature rodents (Liu
et al, 2000; Meaney, 2001a,
2001b). These associations are very robust,
as they emerge across a range of rearing paradigms, from many
laboratories, using many outcome measures. Moreover, at least
for measures of behavior and physiology, other studies document
parallel effects in non-human primates (Kaufman
et al, 2000; Coplan et al,
2001). Finally, more recent studies in rodents document
neural mediators of these developmental effects. Specifically,
rearing manipulations produce long-term alterations in
physiology, cognition, and behavior through effects on a neural
circuit encompassing the amygdala, PFC, and hippocampus (Meaney, 2001a, 2001b).
Neuroscientists have only begun to consider the relevance of
these findings for human behavior, due to noted cross-species
differences in neurophysiology (Rolls, 1999).
Nevertheless, knowledge concerning plasticity in brain systems
engaged by threats has heightened concerns regarding the
potential long-term deleterious effects of trauma or other
stressful experiences in children.
A few recent basic science findings
generate specific questions about children. First,
cross-fostering studies in rodents suggest that experiential
effects on developmental aspects of the stress response are
mediated through effects on gene regulation (Francis
et al, 1999, 2002;
Liu et al, 2000;
Champagne and Meaney, 2001). These findings have generated
particular interest on understanding interactions between the
genetic and environmental factors in humans. Initial efforts to
translate these insights to humans have heightened this
interest. Two recent studies suggested that polymorphisms in
genes that regulate serotonin and catecholamine function
moderate the strength of the association between environmental
stressors and risk for either major depression or behavior
problems, respectively (Caspi et al,
2002, 2003). Second, gene-knockout
studies suggest that genetic factors may exert different effects
on stress reactivity in immature and mature organisms. For
example, inactivation of the 5-HT1a receptor in a juvenile mouse
produces permanent increases in stress reactivity that are not
reversed by re-activation of the receptor during adulthood;
conversely, inactivation of the 5HT1a receptor only after a
mouse has reached maturity produces no change in stress
reactivity (Gross et al, 2002).
As with studies of amygdala lesions in
primates, findings in rodents provide evidence of developmental
variation in the relationship between brain function and stress
reactivity. This has raised questions on the degree to which
humans exhibit developmental variation in the relationship
between neural or genetic factors and stress reactivity.
Behavioral genetic studies in humans note some parallels with
research in developmental neurobiology. For example, genetic
factors associated with anxiety or depression in adolescents or
adults exhibit weaker associations with anxiety or depression in
children. Finally, much of the available research in rodents
examines rearing manipulation's effects on indices of
hypothalamic-pituitary-adrenal (HPA) axis function and cognitive abilities
instantiated in the hippocampus. While these indices provide
relatively indirect measures of neural function, noninvasive
measures of these indices can be acquired in humans. Thus far,
data in human children document some parallels with data in
rodents, non-human primates, or adult humans (Bremner,
2001, 2002; Essex et
al, 2002; Pine, 2003). However, the
inconsistencies across studies of developing humans, contrasted
with non-human primates and rodents, are more marked than the
consistencies (Pine and Charney, 2002).
This has generated considerable interest in expanding the area
of inquiry in psychobiological studies among clinical samples.
More direct measures of brain function in humans may facilitate
efforts to extrapolate between data in humans and rodents or
non-human primates.
Recent technological advances raise hopes
that it will be possible to directly measure neurophysiology in
children in ways that facilitate translational approaches. In
particular, through advances in cognitive neuroscience,
experimental paradigms have been developed that differentiate,
at a behavioral or physiologic level, adult patients with PTSD
from various control groups, including healthy subjects or
subjects exposed to trauma who are free of PTSD symptoms (Williams et al, 1996; Grillon and
Morgan, 1999; Grillon, 2002;
Dalgleish et al, 2001). Through
advances in fMRI, similar paradigms have been used to engage
specific brain regions, such as components of the medial PFC,
that are involved in stress regulation among rodents and
non-human primates (Pine, 2003). In
neuroimaging studies, some of the most successful paradigms have
used photographs of standard facial emotional expressions. For
example, the viewing of faces expressing the emotion of fear
consistently engages the amygdala in healthy adults, whereas the
viewing of angry faces engages the ventral PFC (Haxby et al, 2002). Moreover, differences between
adults with and without PTSD have been demonstrated using such
paradigms (Rauch et al, 2000). Such
findings generated initial interest in extending this line of
inquiry to children. While only preliminary studies examine this
issue, findings in children reveal some differences from
findings in adults, increasing the need for basic developmental
studies in children. Broadly conceptualized, these findings are
consistent with data in non-human primates suggesting that
specific neural structures play distinct roles in modulating
fear at different stages of development. For example, in some
face-viewing paradigms, children exhibit greater amygdala
activation to neutral as opposed to fearful faces (Thomas et al, 2001a, 2001b).
These differences may in turn relate to developmental
differences in attention during the viewing of evocative faces.
In adults, attending to emotional aspects of a face has been
shown to facilitate amygdala and ventral or medial PFC
engagement when fear-faces are viewed (Pessoa
et al, 2002). Preliminary evidence from fMRI studies
suggests that this ability to modulate amygdala and PFC activity
matures relatively late (Monk et al,
2003). Specifically, adults, relative to adolescents, show
an enhanced capacity to regulate PFC and amygdala in concert
with attention demands during the viewing of fear faces.
Conversely, adolescents, relative to adults, show enhanced
amygdala and PFC activation to emotionally evocative facial
displays under conditions when attention is not constrained. As
such, these findings suggest that the circumstances for engaging
relevant neural pathways differs in meaningful ways across
development. |
 |
CONCLUSIONS
More than 50 years of research from around the
world can help the United States to evaluate and prepare for the
possible effects of terrorism on children. Some (hopefully few)
children will be directly exposed to terrorism, and some of them
(though far from all) will experience symptoms of PTSD as a
consequence; most will have recovered within a year provided
their environment is safe. Effects of direct exposure are likely
to affect a relatively limited number of children. A much larger
proportion of the child population will be indirectly exposed to
terrorism, through the media and other people. Here, too, a dose-response effect is expected, which argues for adult
control of the amount and content of children's exposure to the
media (as well as exposure to terrified adults). Some symptoms,
such as bad dreams and clinging, may occur, particularly among
younger children, but these effects are unlikely to last long. A
key, and potentially modifiable, predictor of children's
outcomes appears to be how adults behave; parental anxieties
have been found to mediate the effects of distant trauma on
children's fears.
Finally, the most dangerous environments
for children are those where long exposure to war and terrorism
has undermined civil society, as happened in Belfast,
Mozambique, and many refugee camps in the late 20th century. As
in massive trauma, when all aspects of a child's ecology may
have collapsed (as seen in war and natural disasters), the lives
of children may be profoundly affected indirectly by the effects
of the terror on the embedded systems in which they live (Wright et al, 1997). There is a real danger when
order has disintegrated that frightened children will act to
protect themselves by affiliating with terrorists, forming
delinquent gangs, or emulating the violent behavior of adults.
The undermining of civil society may be more of a threat to
children's mental health in the long term than the 'distant
trauma' itself. |
|
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